A powerful metaphor for evolutionary diversification is a tree. A
typical spreading tree has a single trunk, two or more major
branches, several minor branches and many twigs. Its foundations—its
roots and the remnants of the original seed—remain hidden from
sight. The metaphor applies to the full set of living things on
Earth—"the tree of life"—as well as to small groups of species,
whether they are marsupial mammals or Hawaiian Drosophila.
We can think of the typical crown of a tree as resembling the shape
of an umbrella, with twig-bearing branches radiating in all
directions (Figure 2, top). The ends of the twigs represent
organisms adapted to separate microenvironments; the tree overall
represents an adaptive radiation.
Darwin's finches are a prime example of an adaptive radiation.
Fourteen or perhaps 15 species, all derived from a common ancestor,
occupy individual ecological niches to which they are adapted,
principally because of the size and shape of their beaks in relation
to the food they eat. Yet on close inspection, we now know that
their evolutionary relationships depart radically from the orthodox
view of an adaptive radiation with one trunk, a few branches and
many terminal twigs. The most striking difference from the idealized
model is that near the base of the tree, where the main
trunk—representing the ancestral species—splits, only one of the
resulting trunks leads to several branches and many twigs
(Figure 2, bottom). The other trunk gives rise to little
more than thin twigs, although they have persisted in growing to the
crown. The next division is also asymmetrical. The third division is
more orthodox, producing two branches that radiate approximately
equally, one yielding the ground finches and the other yielding tree
finches. Nevertheless, the tree as a whole is lopsided.
Even if a model fails to fit the data perfectly, it is useful to
describe evolutionary branching with a metaphor in mind, because the
confrontation between data and metaphor encourages the posing of
sharp questions. Being forced to fit data to an idealized concept
may lead to new insights and revised idealizations. For example, as
we discuss in more detail later, thinking about the loss of lower
branches in evolutionary trees forces us to consider past
extinctions and the contribution of those losses to the current form
of a tree.
The concept of adaptive radiation raises four main questions in
our minds:
Origins: Where did the ancestors come from,
when and how?
Speciation: How and why are new species
formed?
Diversity: Why are there x number of
species?
Disparity: Why are these species as
different, or as similar, as they are?
Figure 2. Evolutionary trees attempt to represent how Darwin’s
finches evolved. The balanced evolutionary tree (top) is an
older representation suggested by David Lack; the unbalanced
evolutionary tree (below) proves more accurate. Because of
asymmetry in the earliest divisions, the tree looks lopsided.
Now is an opportune time to address these questions: Estimating
the structure of the evolutionary tree has become possible in the
past few years as a result of studies on DNA sequence variation
among the birds (Figure 3). The results ultimately compel
us to reconsider the metaphor of a tree.
 |
| Figure 3. Phylogeny of Darwin’s
finches was estimated using microsatellite DNA length
variation (adapted from Petren et al. 1999 and Grant
1999). The text also refers to the warbler finches (Certhidea),
the medium ground finch (Geospiza fortis), the cactus
finch (Geospiza scandens), the Cocos finch (Pinaroxias)
and the sharp-beaked ground finch (Geospiza difficilis). |
The Beginning of Radiation
Darwin's finches arose in South America. The ancestors arrived on
the Galapagos islands by flying over water for at least 1,000
kilometers. There has been little debate about these two points. The
only credible alternative is that the finches arose on Cocos Island,
which lies 600 kilometers to the northeast of the Galapagos, where a
solitary species of Darwin's finch still resides. Three years ago,
molecular genetic data eliminated that possibility; the data
demonstrated a phylogenetic origin of the Cocos finch after
an initial evolutionary split among Darwin's finches on the
Galapagos (Petren et al. 1999, Sato et al. 1999).
It is now clear that ancestral finches first colonized the
Galapagos, then the populations began to diverge, and only after
that did the Cocos finch species arise. A warbler finch
(Certhidea fusca, see Figure 2) may have colonized
Cocos Island and evolved into the Cocos finch there. Alternatively,
the warbler finch may have given rise to the Cocos finch
(Pinaroloxias) on the Galapagos, with the species
colonizing Cocos island later, eventually becoming extinct on the
Galapagos. We favor the second of these possibilities because the
black plumage and song of the Cocos finch so closely resemble the
next branch in the finches' evolutionary tree.
The original ancestors of Darwin's finches have been identified
as a group of South American birds known as seed-eaters. A recent
survey of mitochondrial DNA sequence variation among 30 candidate
species and their relatives has pinpointed the most likely closest
living relatives of Darwin's finches—members of what are known as
the grassquit genus Tiaris (Sato et al. 2001). As
for when the ancestors arrived on the Galapagos, the difference in
mitochondrial DNA between Darwin's finches and the Tiaris
species suggests an approximate answer. The answer depends on the
standard assumption that nucleotide changes accumulate in
mitochondrial DNA at a rate of 2 percent per million years. This
assumption may not be exactly true; studies of birds on Hawaii have
detected a slightly slower rate of divergence of 1.6 percent per
million years (Fleischer and McIntosh 2001). But even at this slower
rate, the origin of Darwin's finches would be no earlier than three
million years ago.
Youth and rapid diversification distinguish Darwin's finches
compared with other avian radiations on other islands. Robert
Fleischer and Carl McIntosh (2001) have estimated that the famously
diverse Hawaiian honeycreepers started diverging 6.4 million years
ago. In the same archipelago five or more thrushes evolved in 4.2
million years, three goose-like ducks called Moa-Nalos evolved in
4.3 million years, and four species of crows evolved in 5.2 million
years. In all these cases the rate of species accumulation—that is,
speciation minus extinction—was slower than among Darwin's finches,
as judged by the average time to double the existing number of
species. Darwin's finches have a doubling time of three-quarters of
a million years. Even the spectacular radiation of Hawaiian
honeycreepers, which resulted in more than 50 species before the
actions of humans decimated the group, had a species doubling time
that exceeded 1.0 million years. We know of no group of birds that
has diversified faster than Darwin's finches.
 |
| Figure 4. Allopatric model of
speciation proposes that species evolve by diverging on
different islands (allopatry) and eventually coexist
on the same island (sympatry). In step 1, immigrants
from the mainland colonize the Galápagos. In step 2, which
can occur repeatedly, the birds disperse to other islands and
become adapted to local food supplies. In step 3, populations
of birds recolonize an island on which their ancestors lived.
Many of these volcanic islands formed from a hotspot currently
beneath Fernandina after the ancestral finches arrived from
South America. |
Formation of New Species
The central problem of adaptive radiation—indeed, of the origin
of biological diversity in general—is the question of how and why
one species gives rise to two. For the radiation of Darwin's
finches, we gave one answer in this magazine 21 years ago (Grant
1981). That answer was the allopatric model of speciation,
a model first sketched by Leopold von Buch in 1825, independently
developed by Darwin and Alfred Russel Wallace, elaborated by
Theodosius Dobzhansky and Ernst Mayr, and adopted by almost all
biologists up to and beyond the first monograph on the evolution of
Darwin's finches by David Lack in 1947.
In the allopatric model of speciation, geographical separation
(that is, allopatry) promotes evolutionary divergence. In
the first step of this model as applied to Darwin's finches, an
ancestral species colonizes an island (Figure 4), say San
Cristobal, the island closest to the continent. The newly
established population evolves by natural selection, becoming better
adapted to the prevailing conditions, as well as by genetic drift.
In the second step, a few dispersers colonize a second island and
adapt to the new conditions. The geographically separated
populations diverge, and the process of island-hopping divergence
may be repeated several times before two populations encounter each
other again in sympatry, the third step.
The meeting of the two populations can result in three possible
outcomes: interbreeding of members of the two populations without a
loss in fitness, despite the genetic differences acquired during
their separation; interbreeding with fitness loss, because of the
reduced viability of the offspring or because of partial sterility;
or finally, no interbreeding. In the first case, there has been no
speciation, whereas in the third case, two species have formed from
one. The second case is the most interesting because it represents a
stage in the process of speciation on the way to the reproductive
isolation of one species from the other.
The second case is unstable and can lead, in its turn, to three
alternative outcomes: increasing mixing of the two populations
despite reduced fitness of the hybrids until they have fused into
one; divergence driven by natural selection, sexual selection or
both, when the most different individuals of the two populations are
favored over the most similar ones, since the former are less likely
to mate with members of the other population and suffer a loss of
fitness and because they are less likely to compete for the same
resources; or the competitive elimination of one population by the
other, most likely, elimination of the new population by the
incumbent, unless the island is large and diverse enough to allow
their coexistence in separate habitats. All these may take a long
time. The complexity of the outcomes is fascinating to biologists
who study the process of speciation, but it presents a formidable
challenge to those who seek a definition of species that has sharp
boundaries, especially if the criteria for distinguishing the
species are to be solely genetic.
Thus, as David Lack first pointed out in 1947, speciation of
Darwin's finches involves the evolution of significant ecological
and reproductive differences. Explaining the full radiation in terms
of the allopatric model is accomplished by invoking a repetition of
the same speciation process several times, but with the species
produced differing according to the particular ecological
circumstances that guided each pathway.
The allopatric model is an abstraction designed to capture the
essence of speciation from a mass of particulars. Much data support
the model in the case of Darwin's finches. These data include
quantitative ecological data on the differences in food supply among
islands, differences among species in feeding behavior and diets in
relation to beak sizes and shapes, as well as indirect evidence of
competition for food among species. Twenty-one years after we wrote
about the allopatric model in this magazine, how does the model fare
when confronted with new details of the radiation of Darwin's
finches?
Ecology, Time and Change
Because of the proximity of the Galapagos islands, the finches
can easily travel among the islands. If two populations of one kind
of finch diverge to a large degree, they should eventually be able
to coexist, and we therefore expect to find them together on the
same island. In two respects we now know that the allopatric model
we proposed in 1981 (Figure 4) is wrong. Neither error is
fatal to the abstraction, although each requires that the model be
modified. The first error is to suppose that the initial speciation
process gave rise to two species that came to live on the same
island after a period of geographical separation. That is,
speciation does not require step 3 shown in the illustration. As
indicated in our discussion of the trunk and branches of the
Darwin's finch tree, after the two groups of warbler finches were
formed from one, they apparently remained on different islands.
Similarly, the sharp-beaked ground finch populations have remained
geographically separated even though they have diverged
morphologically to a large degree (Grant et al. 2000). In
contrast, the more recently evolved ground finches and tree finches
have established sympatric populations in various combinations.
These observations are surprising in that given enough time,
populations are expected to diverge sufficiently to permit
coexistence, and coexistence will be achieved as a result of
dispersal among islands. Evidently there are constraints on both
divergence and dispersal, constraints that are probably ecological
in origin, and we suspect that they increase with the passage of
time.
The second mistake was to assume that all the islands existed at
the outset. This is not a serious mistake because the islands we
arbitrarily chose for illustrating the model—San Cristobal,
Espa?ola, Floreana and Santa Cruz—are all fairly old and were
probably involved in the first speciation cycle. Exposure of the
mistake nevertheless has far-reaching consequences for interpreting
the radiation.
Geological reconstructions of the archipelago over the
three-million-year time period during which the finch radiation
unfolded has established that an increasing number of islands formed
volcanically in the region of a western hotspot and in the region of
a northern spreading center. As the number of islands increased, so
did the number of finch species (Figure 5); we estimate the
number of finch species by ignoring the unknown extinctions and
simply back-calculating from the estimated ages of contemporary
species.
 |
| Figure 5. Number of species of
Darwin’s finches has increased as the number of Galápagos
islands has increased (from Grant 2001). The accumulation of
species reflects the results of speciation minus extinction;
only extant species were used to draw the curve. Conceivably,
extinction exceeded speciation at one or more critical points
in the history of Galápagos. |
This new view of an adaptive radiation taking place in a changing
environment is profoundly different from the previous conception. It
requires understanding how a changing environment—differing numbers
of islands, climate and vegetation—acts as a force driving the
radiation. The Galapagos were probably not a diverse environment
full of ecological opportunity for all 14 species of Darwin's
finches when the ancestral species arrived. Rather, the archipelago
was much simpler; over three million years it grew in complexity and
changed in character.
The change in the character of the archipelago resulted, in part,
from global cooling that started well before the onset of the recent
ice age about 2.8 million years ago and has continued to the
present. The amplitude of temperature oscillations—and probably of
precipitation—has increased in the past million years. These two
climatic features probably affected the Galapagos vegetation,
although there is no direct evidence for this. The ancestral finches
arrived on the Galapagos at a time close to the onset of the Ice
Age, possibly aided by new wind patterns set up by changes in ocean
circulation resulting from the closure, reopening and closure of the
Panamanian isthmus. The original Galapagos finches encountered an
environment that was possibly like Cocos today—more equably warm and
wet and less seasonal than the present climate. Food resources also
differed. The ancestral species changed in response, acquiring a
long and narrow beak better suited to exploiting nectar and insects
and spiders, which we presume were common on Galapagos at that time.
Subsequently, speciation cycles were influenced by the changing
number of islands, increasing seasonal aridity and the resulting
changes in the composition and distribution of vegetation,
arthropods and food sources generally.
 |
| Figure 6. When Darwin’s finches
colonized the Galápagos islands, they may have encountered a
rainforest habitat, such as now exists on Cocos Island (above
and top right). The climate has changed in the past
three million years. In Galápagos lowland habitats (for
example, on Genovesa island, bottom right), the
climate probably has become more arid, with vegetation and
food sources changing as a result. |
Observed Selection and Adaptation
In our 30 years of field work in the Galapagos, we have observed
small-scale environmental changes that mirror large-scale
environmental changes over the past three million years, leading to
adaptive changes in beak size and shape. Our studies have
concentrated on the small island of Daphne Major, where the
residents are seed-eating ground ground finches. In 1977 a drought
prevented the regrowth of most of the seed-producing plants. The
population of medium ground finches (Geospiza fortis)
declined in number in inverse proportion to their size: Small-beaked
birds disappeared from the population at a faster rate than
large-beaked birds. The reason for the size selectivity was that
after they had depleted the supply of small seeds, the finches
increasingly depended on the remaining medium and large seeds. Birds
with large beaks could crack them open easily, whereas those with
small beaks could crack them only with time-consuming difficulty if
at all. This was a clear example of natural selection that led to
evolution in the next generation because the variation in beak size
that we measure largely reflects an underlying variation in genetic
factors. Offspring of the survivors had larger beaks, on average,
than did the population before natural selection.
A repeat performance of selection and evolution took place nearly
10 years later when the island suffered a drought again, but the
outcome was different. This time plants with larger seeds suffered,
and small seeds overwhelmingly dominated the food supply, creating a
selective advantage for small birds with small beaks. Another
resident on the island, the cactus finch (G. scandens)
suffered less size-selective mortality both times because it depends
less on seeds in its diet.
Observing selection and evolution when environmental conditions
fluctuate in the short term affects our views of evolution in the
long term. In the short term of a few decades, the oscillations
cancel out leaving the population with a beak size that's, more or
less, in dynamic equilibrium. Over the long term of many decades,
centuries or even millennia as food resources change, a vector of
directional change runs through the oscillations toward a larger or
smaller overall beak size, or more pointed or blunt beak shape.
Reproductive Isolation
As David Lack stated long ago, divergence of reproductive traits
leads to the severing of a breeding connection between populations
and, hence, to speciation. If populations remain separated
geographically, like the warbler finches, we have no means of
knowing whether they could interbreed, and with what consequences,
under natural circumstances. We are left to construct the probable
outcomes of natural encounters with artificial methods, such as,
hypothetically, breeding them in captivity. On the other hand, there
is no ambiguity about the reproductive connectedness of populations
on the same island; therefore, we concentrate on them.
Our long-term field studies of banded birds on Daphne Major
(Grant 1999) and Genovesa (Grant and Grant 1989) reveal that
sympatric species (those on the same island) belonging to the same
genus do hybridize, albeit rarely. Reduced fitness in hybrids is
thought to result from genetic incompatibilities acquired while the
populations are separated. Surprisingly, this expectation is not
always realized on Daphne Major. Sometimes hybrid individuals with
beak sizes intermediate between those of the parental species suffer
a disadvantage because the particular seeds they are best suited to
eat are rare. At other times the hybrids appear to be at no
disadvantage compared with the parents that produced them. The
fitness of the hybrids is a function of the environment; there is no
evidence of a genetic barrier to hybridization. But perhaps that is
because not enough time has passed for such barriers to evolve. Our
long-term study of medium ground finches and cactus finches has
documented the passage of alleles between the two species.
These observations are valuable in showing where it is not
profitable to look for barriers to gene exchange: after mating has
taken place. Instead the usual barriers arise before mating. Since
different finch species have almost identical courtship behaviors,
the barriers must lie not in how courting individuals act but in how
they appear—whether visually or acoustically. Related species are
often distinguished by their beak sizes and shapes rather than their
plumage; they also sing different songs. Experiments with motionless
stuffed specimens and other experiments with tape-recorded songs
have demonstrated that both visual and acoustic cues elicit
species-specific recognition from medium ground finches.
Both male and female hybrids respond to the song type of their
fathers when they choose a mate. Only males sing, and they sing only
one type of advertising song throughout their lives. If pairs form
between species, say between a female ground finch and a male cactus
finch, the offspring eventually mate with members of their father's
species—in this case, other cactus finches. The sons will sing
cactus finch songs, and the daughters will mate with males singing
cactus finch songs.
Morphology also plays a role in mate choice. On Daphne Major, an
exceptional hybrid male that sang a cactus finch song but whose beak
was closer in shape to that of a medium ground finch first mated
with a cactus finch female and later with a medium ground finch
female. Thus, visual and auditory cues appear to act in association.
Isolation by Song
Perhaps the critical question for how species form is this: How
do cues that guide mating decisions diverge in incipient species and
lead to reproductive isolation? If beak morphology alone were
involved, the answer would be easy: Adaptation to local food
resources in geographically separate regions raises reproductive
barriers between populations even if they come together again. If
this were the whole story, reproductive isolation would evolve as a
passive consequence or byproduct of ecological divergence caused by
natural selection. This idea has a long history (Dobzhansky 1937),
but song is also involved, and song is a fundamentally different
trait because it is learned. In finches it is not under tight
genetic control—as it is in insects such as Drosophila,
crickets and lace-wing flies—although genetic factors may determine
the limits of the sounds that the birds can learn and reproduce.
Experiments with finches in captivity (Bowman 1983) and pedigree
analyses (Grant and Grant 1989, 1996) have established that Darwin's
finches learn songs early in life from the father and probably in
conjunction with morphological features. Early imprinting accounts
for the mating pattern of hybrids according to paternal song type.
 |
| Figure 7. In experiments to test
finches’ response to song, the authors used a speaker
mounted on a tripod and a tape recorder to play songs sung on
other islands. Birds respond to the song of their own species,
which they learn from their fathers. |
The critical question should be rephrased: How do songs and
responses to them diverge in incipient species? There is not one
answer to this question but five. First, the few individuals that
establish a population on a new island carry an incomplete range of
songs or renderings of them. Second, sons may produce random errors
when copying fathers' songs, a cultural analogue to genetic
mutation. Third and fourth, the frequency of newly arisen rare
variants may increase either by chance or selectively; a selective
advantage may arise if the songs transmit better in the new
environment (Bowman 1983), and as a result more effectively repel
intruding males or attract females. The fifth reason is close to the
original Dobzhansky idea: The mean frequency, its range and the
trill rate of songs may change as a passive consequence of changes
in either body size and hence the syrinx (sound box) volume
(Bowman 1983), or changes in beak size (Podos 2001). But even
related populations with similar morphology and ecology, occupying
acoustically similar environments—as with the sharp-beaked ground
finches on Wolf and Darwin islands—can differ profoundly in song
(Grant et al. 2000). It is difficult to escape the
conclusion that chance, in addition to selection, contributes to
changes in song characteristics after a new island is colonized.
Experiments that play tape-recorded songs of related but
geographically separated finch populations simulate what would
happen if birds from the separated populations came together. They
test the finches to see if they would respond to a song as if it
were sung by a member of their own population, or not. Although the
conditions are artificial, the experiments show that the birds
discriminate the alien song from that of their own species only when
the songs differ substantially. Ongoing experimental research with
warbler finches has so far found little evidence of discrimination,
leading us to question whether the two forms (C. olivacea
and C. fusca) have reached the status of separate species.
But perhaps in natural circumstances, given enough time, birds may
learn to make finer discriminations. Nevertheless, the logical
implication is that in the past, there may have been many such
natural experiments where the result was complete intermixing,
because the morphological and song differences between the
populations had not become sufficiently large to allow a new and
independent population to become established on the island. Such may
have been the case with the two groups of warbler finches.
Numbers and Differences of Species
Another easily constructed metaphor can explain patterns of
diversity and disparity in terms of environmental resources,
principally food. However, few relevant data are available to test
it. The concept is an adaptive topography or landscape (Figure
7). Sewall Wright first developed the idea in terms of genotype
frequencies; G. G. Simpson then extended it to phenotypes—or the
physical manifestations of inherited traits (Schluter 2000). The
idea is to represent variation in two morphological characteristics
that affect resource use along two axes of a landscape. The third,
vertical axis represents fitness. Fitness peaks occur in the
landscape because of the distribution of food resources and because
of favorable combinations of morphological characteristics that
permit different populations to use the available resources
effectively. Natural selection causes populations to ascend to
fitness peaks in the adaptive landscape.
 |
| Figure 8. In an adaptive landscape,
peaks are regions of highest fitness for species that have the
appropriate combinations of resource-exploiting
characteristics. Peaks occur because food resources are not
distributed uniformly and because appropriate combinations of
morphological characteristics can exploit the available
resources most effectively. Natural selection leads to the
ascent of a population to a fitness peak in an adaptive
landscape. The heights and positions of the peaks change with
time, isolating one or more of the species from the others or
bringing them closer together in their traits. Speciation can
take place by the sequential colonization of peaks (early).
When the food environment changes, the adaptive landscape can
change—for example, peak heights change, the depth between
peaks change, or the peaks move either closer or away from
each other to more isolated positions (late). The
authors have observed the first two changes on Daphne Major
(Grant 1999). |
The adaptive landscape has been made operational by using seed
resources to construct maximum density profiles in relation to beak
sizes of the seed-eating species of Darwin's finches. Mean beak
sizes of these species on 16 islands were then predicted from peaks
in the expected density profiles (Schluter and Grant 1984, Schluter
et al. 1985), with two main results. First, no more than
one species was associated with a peak. Second, with few exceptions
the association between predicted and observed beak sizes was tight.
One factor affecting the closeness of fit was the presence or
absence of a similar competitor species. We are encouraged to think
that with complete knowledge of the food resources on the Galapagos
islands, we might find at least 14 peaks, and by their spacing
better understand why the species are as different from one another
as they are. We have not attempted to obtain anything close to a
complete quantitative knowledge of food resources on the islands
because of the difficulty of combining, in one analysis, the full
range of resources exploited by Darwin's finch species. The birds
consume seeds, fruits, nectar, pollen, blood from seabirds and from
sea-lion placentae, caterpillars, spiders, insect larvae hidden
beneath the bark of trees or in the tissues of leaves, and several
other things (Grant 1999)!
Instead, we have developed a two-dimensional diagram (Figure
9) that attempts to show how the full range of Darwin's finch
beak morphologies evolved, without regard to the unknown resource
distributions that determine fitnesses. An initially slow
exploration of one part of the total morphological space was
followed by rapid exploration of the remainder with repeated
reversals in direction. The contrast between early and late may be
more apparent than real if large birds with blunt beaks evolved
early but were then competitively replaced by more efficient, newly
evolved species.
 |
| Figure 9. Graphs charting the
morphological diversification of Darwin’s finches are
similar to top-down views of the adaptive landscapes shown in
Figure 8. These phylomorphologies show the time
course and directions of morphological changes with the
approximate timing indicated by the broken lines. In both
graphs, body sizes increase to the right, and beak shapes
become increasingly pointed toward the top. The simple graph
at top shows the diversification that would have been expected
without environmental change. The bottom graph depicts the
actual, observed changes. |
It is highly unlikely that fitness peaks existed on the Galapagos
islands for each of the 14 current species when the single ancestral
species arrived. Peaks increased in number when new plants and
arthropods arrived. As resources increased, decreased or changed in
proportions, peaks increased or decreased in height, shifted in
position, were deformed by accretion of new resources to existing
peaks, became established in new locations or disappeared
altogether, taking their finch occupants with them or precipitating
their extinction.
This dynamic view of Galapagos adaptive landscapes raises
questions that cannot be answered with present data, among them: To
what extent were adaptation, speciation and extinction impelled by
environmental changes in the past? Have unrecorded extinctions
deprived us of evidence showing how species became isolated on
peaks? Once a species became adaptively specialized on an isolated
peak—for example, warbler finches—how did a portion of its
population break out of its specialization straightjacket and give
rise to a new species? Are there peaks that remain unoccupied
because they are too far from existing peaks or because there has
been insufficient time to occupy them, with previous occupants
perhaps becoming extinct recently? Are parts of the landscape
composed of ridges rather than peaks (Schluter 2000), occupied by
more than one species spaced apart along the ridge by competitive or
other interactions?
The River of Life
Two decades ago, we applied the allopatric model of speciation to
Darwin's finches, and tested and illustrated it with data from
studies on ground finches—representing some of the twigs and minor
branches of the finches' evolutionary tree. Now, with an estimate of
the shape of the tree available from DNA studies, we have examined
the causes of the adaptive radiations at the level of the trunk and
major branches. For this, we have adopted a principle of
evolutionary uniformitarianism, analogous to the principle of
geological uniformitarianism of James Hutton and Charles Lyell. In
essence the principle we started with is that the branches of today
were the twigs of yesterday and that the processes of adaptation and
speciation occurred uniformly throughout the tree. However,
extending the patterns of recently formed twigs backward does not
fully account for the patterns of the branches. Some twigs persist
for a very long time as twigs without ever becoming branches. Part
of the reason for this is that the environment early in the history
of old twigs differed from the environment that twigs have
experienced recently. This fact and the likelihood of extinction
mean that the parts of the tree that formed early on cannot be
entirely known in terms of what we can discover about recent
speciation in current environments. Understanding the base of the
tree requires knowing the particulars of how the environment has
changed through time.
Adopting metaphors like the evolutionary tree is a useful way to
organize information and to suggest new insights, but it can have a
strong potential to mislead when interpreted too literally. G. G.
Simpson's famous metaphor of evolutionary diversification being a
process of filling the "ecological barrel" nicely captures the
importance of ecological opportunity in speciation, but misleads us
into thinking the environment has a fixed and unchanging capacity
for accommodating species. Meanwhile, the metaphor of an
evolutionary tree, although obviously valuable, deflects us from
seeing that species hybridize—branches anastamose—and that the
ancestors of modern species may have become extinct without their
derived species doing so—the "supporting" branches have fallen. A
metaphor that avoids these two unrealistic features is a river that
divides several times as it runs across a landscape. This is closer
to the metaphor of an adaptive landscape than a tree is, and has the
interesting implication that speciation—the evolution of isolated
gene pools (another metaphor)—requires special, rare and perhaps
capricious circumstances, like floods.
Acknowledgment
The authors thank Ken Petren for useful discussion, and for
his help with both field and lab work.